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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-03-04 |
| TX | RA | APPROVED | 2026-03-04 |
Branch Locations
Cincinnati, OH • United States
3805 Edwards Rd Rookwood Tower Ste 110 & Ste 600, Cincinnati, OH 45209-1900 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Flynn Restaurant Group Llc | Independence | OH | 06/2019 | 04/2023 |
| Rmh Franchise Holdings Inc. | Lincoln | NH | 08/2022 | 08/2022 |
| First Round Draft Inc | Oxford | OH | 09/2019 | 09/2021 |
| Starbucks Coffee Company | Seattle | WA | 07/2017 | 08/2019 |
| Our Lady Of Mt. Carmel | Carmel | IN | 06/2015 | 12/2016 |
| Fidelity Investments | Covington | KY | 08/2023 | Present |
| Guerin Catholic High School | Noblesville | IN | 05/2014 | 05/2018 |
| Miami University - Farmer School Of Business | Oxford | OH | 08/2018 | 08/2023 |
| Cs Custom Handyman Services | Carmel | IN | 03/2014 | 08/2023 |
| Pyles Pools | Indianapolis | IN | 06/2015 | 07/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 2023-11-29 |
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