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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2026-07-06
NC RA APPROVED 2026-07-02
MI RA APPROVED 2026-06-08
NH RA APPROVED 2026-02-24
TX RA APPROVED_RES 2025-09-25
AZ RA APPROVED 2025-09-24
WI RA APPROVED 2025-09-18
NY RA APPROVED 2025-09-03
CT RA APPROVED 2025-03-19
IL RA APPROVED 2024-11-13
IA RA APPROVED 2024-11-05
MD RA APPROVED 2024-10-18
OH RA APPROVED 2024-10-18
OR RA APPROVED 2024-09-05
WA RA APPROVED 2024-09-04
CO RA APPROVED 2024-09-03
FL RA APPROVED 2024-09-03
ME RA APPROVED 2024-09-03
MN RA APPROVED 2024-09-03
CA RA APPROVED 2024-08-30
NJ RA APPROVED 2024-08-30
  • NV RA
    APPROVED
    Since 2026-07-06
  • NC RA
    APPROVED
    Since 2026-07-02
  • MI RA
    APPROVED
    Since 2026-06-08
  • NH RA
    APPROVED
    Since 2026-02-24
  • TX RA
    APPROVED_RES
    Since 2025-09-25
  • AZ RA
    APPROVED
    Since 2025-09-24
  • WI RA
    APPROVED
    Since 2025-09-18
  • NY RA
    APPROVED
    Since 2025-09-03
  • CT RA
    APPROVED
    Since 2025-03-19
  • IL RA
    APPROVED
    Since 2024-11-13
  • IA RA
    APPROVED
    Since 2024-11-05
  • MD RA
    APPROVED
    Since 2024-10-18
  • OH RA
    APPROVED
    Since 2024-10-18
  • OR RA
    APPROVED
    Since 2024-09-05
  • WA RA
    APPROVED
    Since 2024-09-04
  • CO RA
    APPROVED
    Since 2024-09-03
  • FL RA
    APPROVED
    Since 2024-09-03
  • ME RA
    APPROVED
    Since 2024-09-03
  • MN RA
    APPROVED
    Since 2024-09-03
  • CA RA
    APPROVED
    Since 2024-08-30
  • NJ RA
    APPROVED
    Since 2024-08-30

Branch Locations

1919 Gallows Road 2Nd Floor, Vienna, VA 22182 • United States

85 Enterprise Boulevard, Markham, On L6G 0B5 • Canada

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Waterhouse Canada Inc. Markham 09/2012 09/2022
Td Waterhouse Canada Inc. Markham 09/2012 Present
Td Private Client Wealth Llc Markham, On 08/2023 Present
  • 09/2012 → 09/2022
    Td Waterhouse Canada Inc.
    Markham
  • 09/2012 → Present
    Td Waterhouse Canada Inc.
    Markham
  • 08/2023 → Present
    Markham, On
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-23
  • S66 Uniform Combined State Law Examination
    2024-04-23

View on SEC IAPD

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