Richard J Wall

Current Employers

Tlg Advisors, Inc.

475 Springfield Ave, Summit, NJ 07901 • United States

Current Registrations

Authority	Category	Status	Date
NE	RA	APPROVED	2023-08-17

NE RA
APPROVED

Since 2023-08-17

Branch Locations

2935 Pine Lake Road, Suite D, Lincoln, NE 68516 • United States

475 Springfield Ave, Summit, NJ 07901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Richard J Wall Jr	Lincoln	NE	08/2013	Present
Cornhusker Financial Solutions	Lincoln	NE	08/2022	Present
Tlg Advisors Inc	Littleton	CO	08/2023	Present

08/2013 → Present

Richard J Wall Jr

Lincoln, NE
08/2022 → Present

Cornhusker Financial Solutions

Lincoln, NE
08/2023 → Present

Tlg Advisors Inc

Littleton, CO

Other Businesses

1.) TRUSTEE OF JOHN STONE TRUST AGREEMENT - 8/3/2022 - 2935 Pine Lake Road, Suite D, Lincoln, NE 68516 - Trustee - Serving as the legal owner of John Stone assets and using them solely for his benefit, Not Invt Rel, Trust, 10 hrs/mo; 10 hrs/mo (during trading hours) 2.) CORNHUSKER FINANCIAL SOLUTIONS - 8/3/2022 - 2935 Pine Lake Road, Suite D, Lincoln, NE 68516 - Owner, Referring law firm clients and other people for insurance and annuity products that they need, Not Invt Rel, Insurance business, 10 hrs/mo; 10 hrs/mo (during trading hours). 3.) RICHARD J WALL JR PC LLO - 4/10/2018 - 2935 Pine Lake Road, Suite D, Lincoln, NE 68516 - Owner & attorney, Providing estate planning services, Not Invt Rel, Law firm, 50 hrs/mo; 50 hrs/mo (during trading hours).

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-06-28

S65 Uniform Investment Adviser Law Examination

2023-06-28

Other Names

Rich Wall
Rj Wall
Richard Wall

View on SEC IAPD