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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-02-09
  • TN RA
    APPROVED
    Since 2024-02-09

Branch Locations

1713 Mallory Lane, Brentwood, TN 37027 • United States

1105 Murfreesboro Rd, Franklin, TN 37064 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Franklin TN 05/2022 Present
Wells Fargo Bank Nashville TN 03/2021 05/2022
Jos. A. Bank Franklin TN 04/2019 Present
Applied Industries Franklin TN 11/2019 03/2021
Royal Furniture Franklin TN 07/2018 04/2019
Tiffany & Co Nashville TN 02/2015 07/2018
Fifth Third Securities Franklin TN 08/2023 Present
  • 05/2022 → Present
    Fifth Third Bank
    Franklin, TN
  • 03/2021 → 05/2022
    Wells Fargo Bank
    Nashville, TN
  • 04/2019 → Present
    Jos. A. Bank
    Franklin, TN
  • 11/2019 → 03/2021
    Applied Industries
    Franklin, TN
  • 07/2018 → 04/2019
    Royal Furniture
    Franklin, TN
  • 02/2015 → 07/2018
    Tiffany & Co
    Nashville, TN
  • 08/2023 → Present
    Fifth Third Securities
    Franklin, TN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-02-08
S63 Uniform Securities Agent State Law Examination 2023-12-11
  • S65 Uniform Investment Adviser Law Examination
    2024-02-08
  • S63 Uniform Securities Agent State Law Examination
    2023-12-11

View on SEC IAPD

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