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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2024-02-09 |
Branch Locations
1713 Mallory Lane, Brentwood, TN 37027 • United States
1105 Murfreesboro Rd, Franklin, TN 37064 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bank | Franklin | TN | 05/2022 | Present |
| Wells Fargo Bank | Nashville | TN | 03/2021 | 05/2022 |
| Jos. A. Bank | Franklin | TN | 04/2019 | Present |
| Applied Industries | Franklin | TN | 11/2019 | 03/2021 |
| Royal Furniture | Franklin | TN | 07/2018 | 04/2019 |
| Tiffany & Co | Nashville | TN | 02/2015 | 07/2018 |
| Fifth Third Securities | Franklin | TN | 08/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-02-08 |
| S63 | Uniform Securities Agent State Law Examination | 2023-12-11 |
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