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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-07-23
  • WI RA
    APPROVED
    Since 2025-07-23

Branch Locations

One Northwestern Mutual Way, Franklin, WI 53132 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Wauwatosa WI 08/2023 11/2024
Third Coast Provision Milwaukee WI 09/2021 10/2023
Harry's Bar And Grill Milwaukee WI 09/2020 09/2021
Loose Wheel Hortonville WI 04/2017 08/2020
Otter Creek Sport's Bar And Grill Hortonville WI 07/2019 05/2020
Cuff's Strawberry Farm Hortonville WI 06/2015 07/2018
The Prudential Insurance Company Of America Wauwatosa WI 06/2024 01/2025
Lpl Enterprise, Llc Wauwatosa WI 11/2024 01/2025
Northwestern Mutual Investment Services, Llc Franklin WI 06/2025 Present
East Bank Athletic Club Milwaukee WI 05/2025 06/2026
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2025 Present
Harry's Bar And Grill Milwaukee WI 01/2025 04/2025
University Of Wisconsin-Milwaukee Milwaukee WI 09/2020 05/2023
  • 08/2023 → 11/2024
    Wauwatosa, WI
  • 09/2021 → 10/2023
    Third Coast Provision
    Milwaukee, WI
  • 09/2020 → 09/2021
    Harry's Bar And Grill
    Milwaukee, WI
  • 04/2017 → 08/2020
    Loose Wheel
    Hortonville, WI
  • 07/2019 → 05/2020
    Otter Creek Sport's Bar And Grill
    Hortonville, WI
  • 06/2015 → 07/2018
    Cuff's Strawberry Farm
    Hortonville, WI
  • 06/2024 → 01/2025
    The Prudential Insurance Company Of America
    Wauwatosa, WI
  • 11/2024 → 01/2025
    Wauwatosa, WI
  • 06/2025 → Present
    Franklin, WI
  • 05/2025 → 06/2026
    East Bank Athletic Club
    Milwaukee, WI
  • 06/2025 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 01/2025 → 04/2025
    Harry's Bar And Grill
    Milwaukee, WI
  • 09/2020 → 05/2023
    University Of Wisconsin-Milwaukee
    Milwaukee, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-18
  • S66 Uniform Combined State Law Examination
    2024-05-18

View on SEC IAPD

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