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4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-07-12 |
Branch Locations
Plainfield, IL • United States
4135 Nw Urbandale Dr, Urbandale, IA 50322 • USA
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Glenview | IL | 08/2023 | 07/2024 |
| World Financial Group, Inc. | Glenview | IL | 11/2021 | 07/2024 |
| Workday Inc. | Pleasanton | CA | 01/2017 | Present |
| Bartech Group | Southfield | MI | 09/2016 | 12/2016 |
| Integrity Alliance, Llc | Plainfield | IL | 07/2024 | Present |
1. JAAS Insurance Services; Investment related; 12161 Winterberry Ln, Plainfield, IL 60585; S-Corp; Director; 11/20/2021; 0 hours per month; 0 hours during securities hours; S-Corp for holding commissions from life insurance business. 2. SAAS Realty, LLC Investment related; 12161 Winterberry Ln, Plainfield, IL 60585; LLC for real estate investment; Director; 12/10/2021; 0 hours per month; 0 hours during securities hours; LLC for holding real estate rents/paying mortgage/HOA fees 3. Fixed insurance sales; Investment related; 12161 Winterberry Ln Plainfield, IL 60585; Life insurance & annuity sales; Agent; 11/15/2021; 10 hours per month; 0 hours during trading hours; life insurance & annuity sales 4. Hegemon Group International (HGI); 11405 Old Roswell Rd, Alpharetta, GA 30009; Insurance sales & DBA for life/health insurance business; Producer; 05/30/2024; 10 hours per month; 0 hours during trading hours; Solicit & sell life / health insurance and annuities
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 2023-12-11 |
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