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Spencer Glascock

Keenan Financial

Boston, MA

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Current Employers
Keenan Financial

7 Bulfinch Place Suite 302, Boston, MA 02114 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-03-13
  • MA RA
    APPROVED
    Since 2025-03-13

Branch Locations

7 Bulfinch Place Suite 302, Boston, MA 02114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Keenan Financial Boston MA 03/2025 Present
Westminster Christian Miami FL 01/2024 04/2024
Chapman University Orange CA 09/2019 12/2023
Holderness School Plymouth NH 08/2015 05/2019
Unemployed Miami FL 06/2019 08/2019
Keenan Financial Insurance Agency Services Llc Boston MA 08/2023 Present
Northwestern Mutual Miami FL 08/2023 11/2023
  • 03/2025 → Present
    Boston, MA
  • 01/2024 → 04/2024
    Westminster Christian
    Miami, FL
  • 09/2019 → 12/2023
    Chapman University
    Orange, CA
  • 08/2015 → 05/2019
    Holderness School
    Plymouth, NH
  • 06/2019 → 08/2019
    Unemployed
    Miami, FL
  • 08/2023 → Present
    Keenan Financial Insurance Agency Services Llc
    Boston, MA
  • 08/2023 → 11/2023
    Northwestern Mutual
    Miami, FL
Other Businesses

The principal business of Spencer Glascock is that of an investment adviser representative and provider of financial planning services. Spencer Glascock is also an independent licensed insurance agent, and from time to time, will offer clients advice or products from those activities. Clients should be aware that these services pay a commission or other compensation and involve a conflict of interest, as commissionable products conflict with the fiduciary duties of a registered investment adviser. Keenan Financial always acts in the best interest of the client, including the sale of commissionable products to advisory clients. Clients are in no way required to utilize the services of any representative of Keenan Financial in connection with such individual's activities outside of Keenan Financial. Spencer Glascock spends approximately five hours per month on this activity, none during securities trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-02-21
  • S65 Uniform Investment Adviser Law Examination
    2025-02-21

View on SEC IAPD

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