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Current Employers
John Hancock Personal Financial Services, Llc

200 Berkeley Street, Boston, MA 02116 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-04-02
  • MA RA
    APPROVED
    Since 2024-04-02

Branch Locations

200 Berkeley Street, Boston, MA 02116 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John Hancock Boston MA 06/2023 06/2024
John Hancock Investment Management Distributors Llc Boston MA 08/2023 06/2024
Bates College Lewiston ME 09/2018 06/2022
The Rivers School Weston MA 09/2012 06/2018
Manulife John Hancock Brokerage Services Boston MA 06/2024 Present
Unemployed Wellesley MA 08/2022 05/2023
John Hancock Boston MA 06/2024 Present
  • 06/2023 → 06/2024
    John Hancock
    Boston, MA
  • 08/2023 → 06/2024
    John Hancock Investment Management Distributors Llc
    Boston, MA
  • 09/2018 → 06/2022
    Bates College
    Lewiston, ME
  • 09/2012 → 06/2018
    The Rivers School
    Weston, MA
  • 06/2024 → Present
    Manulife John Hancock Brokerage Services
    Boston, MA
  • 08/2022 → 05/2023
    Unemployed
    Wellesley, MA
  • 06/2024 → Present
    John Hancock
    Boston, MA
Other Businesses

1.OBA Name: JHRPS Education Retirement Consultant 2.Is the OBA investment-related: No 3.OBA Address: 200 Berkeley Street, Boston, MA 02116 4.Nature of the OBA: Retirement Plan Services Education 5.Your Position, Title, or Relationship with the OBA: Retirement Consultant 6.Your Start Date with the OBA: December 19, 2025 7.Approximate number of hours per month you devote to the OBA: 75 8.Number of hours you devote to the OBA during securities trading hours: 3 9.Brief description your duties related to the OBA: The representative, acting on behalf of our affiliate, John Hancock Retirement Plan Services, LLC ("JHRPS"), provides educational information to participants in qualified retirement plans administered by JHRPS who are eligible to take a distribution from their plan (due to termination, retirement or other events). This education covers options available to the participant under the terms of their plan, including keeping the assets in the plan, rolling their assets to a new employer's plan (if applicable), taking a cash distribution, or rolling their asset to an IRA. 10.How are you compensated: Salary and bonus

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-26
  • S66 Uniform Combined State Law Examination
    2024-03-26
Other Names
  • Nic Allen Stathos

View on SEC IAPD

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