Lisa Lee

Current Employers

Tlg Advisors, Inc.

475 Springfield Ave, Summit, NJ 07901 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-08-15

CA RA
APPROVED

Since 2025-08-15

Branch Locations

Cherry Valley, CA • United States

475 Springfield Ave, Summit, NJ 07901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Transamerica Financial Advisors, Inc	Irvine	CA	08/2023	07/2025
Wfgia	Irvine	CA	02/2023	07/2025
Elite Global Lending Inc	Cherry Valley	CA	04/2012	Present
The Leaders Group Inc	Summit	NJ	08/2025	Present

08/2023 → 07/2025

Transamerica Financial Advisors, Inc

Irvine, CA
02/2023 → 07/2025

Wfgia

Irvine, CA
04/2012 → Present

Elite Global Lending Inc

Cherry Valley, CA
08/2025 → Present

The Leaders Group Inc

Summit, NJ

Previous Registrations

2024-03-15 → 2025-07-21

Transamerica Financial Advisors, Llc

West Covina, CA

Other Businesses

1.) ELITE GLOBAL LENDING INC - 4/25/15 - 9364 Oak Creek Road, Cherry Valley, CA 92223 - Owner, Providing residential and commercial mortgage to my clients, Not Invt Rel, Real estate mortgage lending, 80 hrs/mo; 0 hrs/mo (during trading hours). 2.) TLG ADVISORS INC - 8/15/25 - 475 Springfield Avenue, Summit, NJ 07901 - IAR, Invt Rel, RA business, 40 hrs/mo; 40 hrs/mo (during trading hours).

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-04-05
S65	Uniform Investment Adviser Law Examination	2024-03-15
S63	Uniform Securities Agent State Law Examination	2023-10-03

S66 Uniform Combined State Law Examination

2024-04-05
S65 Uniform Investment Adviser Law Examination

2024-03-15
S63 Uniform Securities Agent State Law Examination

2023-10-03

Other Names

Gui Ping Li

View on SEC IAPD