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Thomas Novak

J.P. Morgan Securities LLC

Chicago, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-09-05
TX RA APPROVED 2024-09-05
  • IL RA
    APPROVED
    Since 2024-09-05
  • TX RA
    APPROVED
    Since 2024-09-05

Branch Locations

10 S Dearborn St Floor 09, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Chicago IL 07/2024 Present
Jpmorgan Chase Bank, N.A. Chicago IL 07/2024 Present
University Of Illinois At Urbana Champaign Champaign IL 08/2020 05/2024
Wells Fargo Chicago IL 06/2023 08/2023
Rmb Capital Chicago IL 06/2022 08/2022
Game Day Usa Naperville IL 05/2021 07/2021
Harper College Palatine IL 07/2020 07/2020
Mariano's Palatine IL 07/2019 07/2019
Inverness Golf Club Inverness IL 06/2018 08/2018
Unemployed Palatine IL 07/2014 05/2018
Unemployed Palatine IL 09/2018 06/2019
Unemployed Palatine IL 08/2019 06/2020
Unemployed Palatine IL 06/2024 06/2024
Maplebear Inc Palatine IL 05/2021 01/2023
  • 07/2024 → Present
    J.P. Morgan Securities Llc
    Chicago, IL
  • 07/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Chicago, IL
  • 08/2020 → 05/2024
    University Of Illinois At Urbana Champaign
    Champaign, IL
  • 06/2023 → 08/2023
    Wells Fargo
    Chicago, IL
  • 06/2022 → 08/2022
    Rmb Capital
    Chicago, IL
  • 05/2021 → 07/2021
    Game Day Usa
    Naperville, IL
  • 07/2020 → 07/2020
    Harper College
    Palatine, IL
  • 07/2019 → 07/2019
    Mariano's
    Palatine, IL
  • 06/2018 → 08/2018
    Inverness Golf Club
    Inverness, IL
  • 07/2014 → 05/2018
    Unemployed
    Palatine, IL
  • 09/2018 → 06/2019
    Unemployed
    Palatine, IL
  • 08/2019 → 06/2020
    Unemployed
    Palatine, IL
  • 06/2024 → 06/2024
    Unemployed
    Palatine, IL
  • 05/2021 → 01/2023
    Maplebear Inc
    Palatine, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-05
  • S66 Uniform Combined State Law Examination
    2024-09-05
Other Names
  • Thomas James Novak

View on SEC IAPD

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