Alexander Frederick Hines Caldwell

Ubs Financial Services Inc.

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2025-09-22

NJ RA
APPROVED

Since 2025-09-22

Branch Locations

Lincoln Harbor 1000 & 1200 Lincoln Harbor Blvd, Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Weehawken	NJ	08/2025	Present
Ubs Financial Services Inc.	Weehawken	NJ	06/2024	08/2024
Wells Fargo	Charlotte	NC	06/2023	08/2023
Uber	Houston	TX	05/2021	01/2024
Chic-Fil-A	Houston	TX	05/2018	07/2018
Howard University	Washington	DC	08/2022	12/2024
Southern Methodist University	Dallas	TX	08/2020	12/2021
Kinkaid High School	Houston	TX	08/2016	05/2020
Unemployed	Houston	TX	12/2024	08/2025

08/2025 → Present

Ubs Financial Services Inc.

Weehawken, NJ
06/2024 → 08/2024

Ubs Financial Services Inc.

Weehawken, NJ
06/2023 → 08/2023

Wells Fargo

Charlotte, NC
05/2021 → 01/2024

Uber

Houston, TX
05/2018 → 07/2018

Chic-Fil-A

Houston, TX
08/2022 → 12/2024

Howard University

Washington, DC
08/2020 → 12/2021

Southern Methodist University

Dallas, TX
08/2016 → 05/2020

Kinkaid High School

Houston, TX
12/2024 → 08/2025

Unemployed

Houston, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-09-20

S66 Uniform Combined State Law Examination

2025-09-20

Other Names

Alexander F Caldwell
Alex Caldwell
Alexander Frederick Hines Caldwell
Alexander Caldwell

View on SEC IAPD

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