David Michael Spangler

Current Employers

Knights Of Columbus Asset Advisors Llc

One Columbus Plaza, New Haven, CT 06510 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2025-04-03
FL	RA	APPROVED	2024-06-12
AZ	RA	APPROVED	2024-06-11
LA	RA	APPROVED	2024-06-10
DC	RA	APPROVED	2024-05-31
NJ	RA	APPROVED	2024-05-29
MA	RA	APPROVED	2024-04-24
MT	RA	APPROVED	2024-04-08
NE	RA	APPROVED	2024-04-08
NV	RA	APPROVED	2024-04-08
NM	RA	APPROVED	2024-04-08
ND	RA	APPROVED	2024-04-08
OH	RA	APPROVED	2024-04-08
SD	RA	APPROVED	2024-04-08
UT	RA	APPROVED	2024-04-08
VT	RA	APPROVED	2024-04-08
WV	RA	APPROVED	2024-04-08
AL	RA	APPROVED	2024-04-05
AK	RA	APPROVED	2024-04-05
AR	RA	APPROVED	2024-04-05
CA	RA	APPROVED	2024-04-05
CO	RA	APPROVED	2024-04-05
CT	RA	APPROVED	2024-04-05
DE	RA	APPROVED	2024-04-05
HI	RA	APPROVED	2024-04-05
ID	RA	APPROVED	2024-04-05
IL	RA	APPROVED	2024-04-05
IN	RA	APPROVED	2024-04-05
IA	RA	APPROVED	2024-04-05
KS	RA	APPROVED	2024-04-05
KY	RA	APPROVED	2024-04-05
ME	RA	APPROVED	2024-04-05
MD	RA	APPROVED	2024-04-05
MI	RA	APPROVED	2024-04-05
MN	RA	APPROVED	2024-04-05
MS	RA	APPROVED	2024-04-05
MO	RA	APPROVED	2024-04-05
NH	RA	APPROVED	2024-04-05
NY	RA	APPROVED	2024-04-05
NC	RA	APPROVED	2024-04-05
OK	RA	APPROVED	2024-04-05
OR	RA	APPROVED	2024-04-05
PA	RA	APPROVED	2024-04-05
RI	RA	APPROVED	2024-04-05
SC	RA	APPROVED	2024-04-05
TX	RA	APPROVED	2024-04-05
VA	RA	APPROVED	2024-04-05
WA	RA	APPROVED	2024-04-05
WI	RA	APPROVED	2024-04-05
WY	RA	APPROVED	2024-04-05

GA RA
APPROVED

Since 2025-04-03
FL RA
APPROVED

Since 2024-06-12
AZ RA
APPROVED

Since 2024-06-11
LA RA
APPROVED

Since 2024-06-10
DC RA
APPROVED

Since 2024-05-31
NJ RA
APPROVED

Since 2024-05-29
MA RA
APPROVED

Since 2024-04-24
MT RA
APPROVED

Since 2024-04-08
NE RA
APPROVED

Since 2024-04-08
NV RA
APPROVED

Since 2024-04-08
NM RA
APPROVED

Since 2024-04-08
ND RA
APPROVED

Since 2024-04-08
OH RA
APPROVED

Since 2024-04-08
SD RA
APPROVED

Since 2024-04-08
UT RA
APPROVED

Since 2024-04-08
VT RA
APPROVED

Since 2024-04-08
WV RA
APPROVED

Since 2024-04-08
AL RA
APPROVED

Since 2024-04-05
AK RA
APPROVED

Since 2024-04-05
AR RA
APPROVED

Since 2024-04-05
CA RA
APPROVED

Since 2024-04-05
CO RA
APPROVED

Since 2024-04-05
CT RA
APPROVED

Since 2024-04-05
DE RA
APPROVED

Since 2024-04-05
HI RA
APPROVED

Since 2024-04-05
ID RA
APPROVED

Since 2024-04-05
IL RA
APPROVED

Since 2024-04-05
IN RA
APPROVED

Since 2024-04-05
IA RA
APPROVED

Since 2024-04-05
KS RA
APPROVED

Since 2024-04-05
KY RA
APPROVED

Since 2024-04-05
ME RA
APPROVED

Since 2024-04-05
MD RA
APPROVED

Since 2024-04-05
MI RA
APPROVED

Since 2024-04-05
MN RA
APPROVED

Since 2024-04-05
MS RA
APPROVED

Since 2024-04-05
MO RA
APPROVED

Since 2024-04-05
NH RA
APPROVED

Since 2024-04-05
NY RA
APPROVED

Since 2024-04-05
NC RA
APPROVED

Since 2024-04-05
OK RA
APPROVED

Since 2024-04-05
OR RA
APPROVED

Since 2024-04-05
PA RA
APPROVED

Since 2024-04-05
RI RA
APPROVED

Since 2024-04-05
SC RA
APPROVED

Since 2024-04-05
TX RA
APPROVED

Since 2024-04-05
VA RA
APPROVED

Since 2024-04-05
WA RA
APPROVED

Since 2024-04-05
WI RA
APPROVED

Since 2024-04-05
WY RA
APPROVED

Since 2024-04-05

Branch Locations

One Columbus Plaza, New Haven, CT 06510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
New York Life	Stratford	CT	09/2023	12/2023
Student At Baylor University	Waco	TX	08/2019	05/2023
Fairfield Prep Student	Fairfield	CT	08/2015	05/2019
Knights Of Columbus Asset Advisors	New Haven	CT	01/2024	Present
Unemployed	Sandy Hook	CT	06/2023	08/2023
Unemployed	Fairfield	CT	06/2019	07/2019

09/2023 → 12/2023

New York Life

Stratford, CT
08/2019 → 05/2023

Student At Baylor University

Waco, TX
08/2015 → 05/2019

Fairfield Prep Student

Fairfield, CT
01/2024 → Present

Knights Of Columbus Asset Advisors

New Haven, CT
06/2023 → 08/2023

Unemployed

Sandy Hook, CT
06/2019 → 07/2019

Unemployed

Fairfield, CT

Other Businesses

Dallas Ballers Club Podcast - Sports Podcast about Dallas Cowboys Football, Podcast host, Self-Affiliated, Non-investment related, Compensated role, Start date: 6/6/2024.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-04-05

S65 Uniform Investment Adviser Law Examination

2024-04-05