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Sara J Cavendish

Plein Air Capital Advisers, LLC

Silver Spring, MD

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Current Employers
Plein Air Capital Advisers, Llc

Silver Spring, MD • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2008-11-17
MD RA APPROVED 2008-04-22
  • DC RA
    APPROVED
    Since 2008-11-17
  • MD RA
    APPROVED
    Since 2008-04-22

Branch Locations

Silver Spring, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Windward Asset Management, Llc Silver Spring MD 01/2008 Present
  • 01/2008 → Present
    Windward Asset Management, Llc
    Silver Spring, MD
Previous Registrations
  • 2000-01-01 → 2008-11-06
    Marshfield Associates
    Washington, DC
  • 2001-05-18 → 2007-04-17
    Ferris, Baker Watts, Llc
    Washington, DC
    Baltimore, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-08-10
  • S65 Uniform Investment Adviser Law Examination
    1999-08-10

View on SEC IAPD

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