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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2025-07-01 |
Branch Locations
333 Albert Ave Suite 400, East Lansing, MI 48823 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Furman University | Greenville | SC | 08/2019 | 05/2023 |
| Strand's Ace Hardware | Escalon | CA | 05/2020 | 07/2020 |
| Fun Sport Bikes | Modesto | CA | 06/2020 | 07/2020 |
| Modesto High School | Modesto | CA | 09/2014 | 08/2019 |
| Unemployed | Greenville | SC | 05/2023 | 08/2023 |
| Equitable Advisors, Llc | New York | NY | 08/2023 | 07/2025 |
| Strand's Ace Hardware | Escalon | CA | 05/2019 | 07/2019 |
| Commonwealth Financial Network | Waltham | MA | 07/2025 | Present |
| Financial Technology, Inc. | East Lansing | MI | 07/2025 | Present |
1. Fixed insurance sales; as of 7/07/2025; 20% of time spent during business hours; Conducted at branch location; Investment related. 2. Logistics Coordinator, BKI Exports, Inc.; Located at 17201 Seidner Ave, Escalon, CA 95320, as of 12/22/2025; 0% of time spent during business hours; Not conducted at branch location; Not investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-10-09 |
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