Samuel Kenneth Bond

Wells Fargo Clearing Services, LLC

Short Hills, NJ

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Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-05-21

NY RA
APPROVED

Since 2025-05-21

Branch Locations

51 John F Kennedy Pkwy 5Th Fl Office Center At Short Hills, Short Hills, NJ 07078 • United States

501 Union Blvd, Totowa, NJ 07512 • United States

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services, Llc	New York	NY	07/2024	Present
Wells Fargo Bank, Na	New York	NY	07/2024	03/2025
Wells Fargo	Boca Raton	FL	06/2023	07/2023
Full-Time Education	Charlottesville	VA	07/2020	05/2024
Full-Time Student	Fredon	NJ	09/2013	05/2020

07/2024 → Present

Wells Fargo Clearing Services, Llc

New York, NY
07/2024 → 03/2025

Wells Fargo Bank, Na

New York, NY
06/2023 → 07/2023

Wells Fargo

Boca Raton, FL
07/2020 → 05/2024

Full-Time Education

Charlottesville, VA
09/2013 → 05/2020

Full-Time Student

Fredon, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-05-21
S63	Uniform Securities Agent State Law Examination	2024-08-28

S66 Uniform Combined State Law Examination

2025-05-21
S63 Uniform Securities Agent State Law Examination

2024-08-28

Other Names

Samuel K Bond

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · SHORT HILLS, NJ

RIDGEWOOD INVESTMENTS · SPRINGFIELD, NJ

J.P. MORGAN SECURITIES LLC · SHORT HILLS, NJ

DORCHESTER ADVISORS LLC · SHORT HILLS, NJ

ESTEE ADVISORS LLC · SHORT HILLS, NJ

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SHORT HILLS, NJ

UNITED SUCCESS WEALTH MANAGEMENT · SHORT HILLS, NJ

TRANSAMERICA FINANCIAL ADVISORS, LLC · SHORT HILLS, NJ

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