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Patrick Fleming

Hightower Advisors, LLC

Chicago, IL

Portsmouth, NH

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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2025-04-25
  • NH RA
    APPROVED
    Since 2025-04-25

Branch Locations

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

18 Congress Street Suite 209, Portsmouth, NH 03801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Providence College Providence RI 08/2019 01/2020
University Of New Hampshire Durham NH 01/2020 05/2023
Unemployed Dover NH 05/2023 07/2023
Hightower Advisors, Llc Portsmouth NH 07/2023 Present
Dover High School Dover NH 04/2015 08/2019
  • 08/2019 → 01/2020
    Providence College
    Providence, RI
  • 01/2020 → 05/2023
    University Of New Hampshire
    Durham, NH
  • 05/2023 → 07/2023
    Unemployed
    Dover, NH
  • 07/2023 → Present
    Hightower Advisors, Llc
    Portsmouth, NH
  • 04/2015 → 08/2019
    Dover High School
    Dover, NH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-08-29
  • S65 Uniform Investment Adviser Law Examination
    2024-08-29

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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