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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-11-14
  • CO RA
    APPROVED
    Since 2024-11-14

Branch Locations

8000 S Chester Street Suite 325, Englewood, CO 80112 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Englewood CO 07/2023 11/2024
Unemloyed Parker CO 12/2021 07/2023
Allhealth Network Littleton CO 09/2012 12/2021
The Prudential Insurance Company Of America Englewood CO 10/2023 Present
Lpl Enterprise, Llc Englewood CO 11/2024 Present
  • 07/2023 → 11/2024
    Englewood, CO
  • 12/2021 → 07/2023
    Unemloyed
    Parker, CO
  • 09/2012 → 12/2021
    Allhealth Network
    Littleton, CO
  • 10/2023 → Present
    The Prudential Insurance Company Of America
    Englewood, CO
  • 11/2024 → Present
    Englewood, CO
Previous Registrations
Other Businesses

1) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-25
  • S66 Uniform Combined State Law Examination
    2023-09-25

View on SEC IAPD

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