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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-01-10
FL RA APPROVED 2023-11-28
  • NC RA
    APPROVED
    Since 2025-01-10
  • FL RA
    APPROVED
    Since 2023-11-28

Branch Locations

4225 Ponce De Leon Blvd Suite 600, Coral Gables, FL 33146 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc Miami FL 07/2023 Present
Ubs (Monco) S.A. Monaco 10/2020 07/2023
Ubs (France) S.A. Paris 04/2015 10/2020
  • 07/2023 → Present
    Miami, FL
  • 10/2020 → 07/2023
    Ubs (Monco) S.A.
    Monaco
  • 04/2015 → 10/2020
    Ubs (France) S.A.
    Paris
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-26
S63 Uniform Securities Agent State Law Examination 2023-08-27
  • S66 Uniform Combined State Law Examination
    2023-11-26
  • S63 Uniform Securities Agent State Law Examination
    2023-08-27

View on SEC IAPD

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