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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-01-10 |
| FL | RA | APPROVED | 2023-11-28 |
Branch Locations
4225 Ponce De Leon Blvd Suite 600, Coral Gables, FL 33146 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services, Inc | Miami | FL | 07/2023 | Present |
| Ubs (Monco) S.A. | Monaco | 10/2020 | 07/2023 | |
| Ubs (France) S.A. | Paris | 04/2015 | 10/2020 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-11-26 |
| S63 | Uniform Securities Agent State Law Examination | 2023-08-27 |
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