James Steven Misa

Current Employers

Knights Of Columbus Asset Advisors Llc

One Columbus Plaza, New Haven, CT 06510 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2024-03-21

NC RA
APPROVED

Since 2024-03-21

Branch Locations

One Columbus Plaza, New Haven, CT 06510 • United States

Fayetteville, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Knights Of Columbus Asset Advisors Llc	Chester	NJ	07/2023	Present
Knights Of Columbus Insurance	Parsippany	NJ	10/2020	Present
Knights Of Columbus Insurance	Salinas	CA	01/2013	10/2020

07/2023 → Present

Knights Of Columbus Asset Advisors Llc

Chester, NJ
10/2020 → Present

Knights Of Columbus Insurance

Parsippany, NJ
01/2013 → 10/2020

Knights Of Columbus Insurance

Salinas, CA

Other Businesses

Knights of Columbus Insurance Field Agent 28 Chester Woods Dr. Chester NJ 07030 Insurance Consulting/Service/Sales From 01/01/2013 to present Approximately 200 hours per month; 10am to 4pm daily during trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-08-04

S65 Uniform Investment Adviser Law Examination

2023-08-04

Other Names

Jim Misa
James Misa

View on SEC IAPD