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Current Employers
Columbia Management Investment Advisers, Llc

290 Congress Street, Boston, MA 02210 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-09-24
  • MA RA
    APPROVED
    Since 2024-09-24

Branch Locations

290 Congress Street, Boston, MA 02210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Providence College Providence RI 07/2019 07/2023
New York Life Insurance Company Waltham MA 07/2023 06/2024
Nylife Securities Llc Waltham MA 10/2023 06/2024
Westford Academy Westford MA 07/2015 07/2019
Goldfish Swim School Westford MA 05/2016 07/2023
Columbia Management Investment Distributors, Inc. Boston MA 06/2024 Present
  • 07/2019 → 07/2023
    Providence College
    Providence, RI
  • 07/2023 → 06/2024
    New York Life Insurance Company
    Waltham, MA
  • 10/2023 → 06/2024
    Nylife Securities Llc
    Waltham, MA
  • 07/2015 → 07/2019
    Westford Academy
    Westford, MA
  • 05/2016 → 07/2023
    Goldfish Swim School
    Westford, MA
  • 06/2024 → Present
    Columbia Management Investment Distributors, Inc.
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-09-05
S63 Uniform Securities Agent State Law Examination 2023-12-13
  • S65 Uniform Investment Adviser Law Examination
    2024-09-05
  • S63 Uniform Securities Agent State Law Examination
    2023-12-13
Other Names
  • Owen William Schwab

View on SEC IAPD

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