Conner W Cole

LPl Enterprise, LLC

St. Petersburg, FL

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Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-11-18

FL RA
APPROVED

Since 2024-11-18

Branch Locations

12425 28Th St. N. Suite 300, St. Petersburg, FL 33716 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pruco Securities Llc	Tampa	FL	06/2023	11/2024
Field Of Dreams	Davenport	IA	05/2021	09/2021
7 Hills Brewery	Dubuque	IA	06/2022	03/2023
Gin Rickeys	Dubuque	IA	08/2022	05/2023
Mason Dixon Saloon	Dubuque	IA	08/2022	05/2023
School	Hudson	WI	06/2013	08/2018
School	Dubuque	IA	08/2018	05/2021
School	Dubuque	IA	09/2021	06/2022
The Prudential Insurance Company Of America	Tampa	FL	10/2023	Present
Lpl Enterprise, Llc	Tampa	FL	11/2024	Present

06/2023 → 11/2024

Pruco Securities Llc

Tampa, FL
05/2021 → 09/2021

Field Of Dreams

Davenport, IA
06/2022 → 03/2023

7 Hills Brewery

Dubuque, IA
08/2022 → 05/2023

Gin Rickeys

Dubuque, IA
08/2022 → 05/2023

Mason Dixon Saloon

Dubuque, IA
06/2013 → 08/2018

School

Hudson, WI
08/2018 → 05/2021

School

Dubuque, IA
09/2021 → 06/2022

School

Dubuque, IA
10/2023 → Present

The Prudential Insurance Company Of America

Tampa, FL
11/2024 → Present

Lpl Enterprise, Llc

Tampa, FL

Previous Registrations

2023-10-02 → 2024-11-12

Pruco Securities, Llc.

Tampa, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-09-28

S66 Uniform Combined State Law Examination

2023-09-28

Other Names

Conner Cole

View on SEC IAPD

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