Dennis John Rodgers

Current Employers

Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2026-02-06
ME	RA	APPROVED	2025-06-25
TX	RA	APPROVED	2025-06-10
NY	RA	APPROVED	2024-09-12

GA RA
APPROVED

Since 2026-02-06
ME RA
APPROVED

Since 2025-06-25
TX RA
APPROVED

Since 2025-06-10
NY RA
APPROVED

Since 2024-09-12

Branch Locations

901 Central Park Ave, Scarsdale, NY 10583 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hsbc Bank Usa N.A	Scarsdale	NY	08/2023	Present
Pnc Bank	Old Tappan	NJ	11/2021	08/2023
Marriott Courtyard	Basking Ridge	NJ	11/2021	06/2022
Marriott	New York	NY	10/1998	03/2021
J&J Final Mile Logistics	Old Tappan	NJ	04/2021	Present
Hsbc Securities (Usa) Inc	Scarsdale	NY	09/2023	Present

08/2023 → Present

Hsbc Bank Usa N.A

Scarsdale, NY
11/2021 → 08/2023

Pnc Bank

Old Tappan, NJ
11/2021 → 06/2022

Marriott Courtyard

Basking Ridge, NJ
10/1998 → 03/2021

Marriott

New York, NY
04/2021 → Present

J&J Final Mile Logistics

Old Tappan, NJ
09/2023 → Present

Hsbc Securities (Usa) Inc

Scarsdale, NY

Other Businesses

Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA) Inc.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-09-12
S63	Uniform Securities Agent State Law Examination	2023-03-04

S66 Uniform Combined State Law Examination

2024-09-12
S63 Uniform Securities Agent State Law Examination

2023-03-04

Other Names

Dennis Rodgers

View on SEC IAPD