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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-08-05 |
| TX | RA | APPROVED | 2025-08-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Boston | MA | 07/2023 | 06/2025 |
| Massmutual Life Insurance Co | Boston | MA | 07/2023 | 06/2025 |
| Nominum | Redwood City | CA | 04/2017 | 09/2017 |
| Mitchell, Tardy, Jackson | Augusta | ME | 01/2018 | 05/2018 |
| Tommy Bahama | Palo Alto | CA | 05/2018 | 09/2018 |
| Sunglass Hut | Palo Alto | CA | 05/2019 | 08/2019 |
| Pga Tour Superstore | East Palo Alto | CA | 05/2020 | 08/2021 |
| Norwich University | Northfield | VT | 08/2021 | 05/2023 |
| Norwich University | Northfield | VT | 08/2019 | 05/2023 |
| Palo Alto High School | Palo Alto | CA | 05/2014 | 05/2017 |
| Kents Hill School | Readfield | ME | 08/2017 | 05/2018 |
| Santa Clara University | Santa Clara | CA | 05/2018 | 05/2019 |
| Morgan Stanley | Palo Alto | CA | 07/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-05-14 |
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