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Cassidy Gordon

Ubs Financial Services Inc.

Bellevue, WA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2024-12-09
  • WA RA
    APPROVED
    Since 2024-12-09

Branch Locations

225 108Th Avenue Ne Suite 800, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Scottsdale AZ 06/2022 08/2022
Associated Esspresso Sumner WA 09/2018 02/2019
Unemployed Tempe AZ 09/2022 06/2023
Unemployed Sumner WA 07/2013 08/2018
Unemployed Tempe AZ 03/2019 05/2022
Jpmorgan Chase Bank Na Scottsdale AZ 07/2023 12/2023
J.P. Morgan Securities Llc Scottsdale AZ 07/2023 12/2023
Ubs Bellevue WA 12/2024 Present
Unemployed Lake Tapps WA 12/2023 12/2024
  • 06/2022 → 08/2022
    Jpmorgan Chase Bank Na
    Scottsdale, AZ
  • 09/2018 → 02/2019
    Associated Esspresso
    Sumner, WA
  • 09/2022 → 06/2023
    Unemployed
    Tempe, AZ
  • 07/2013 → 08/2018
    Unemployed
    Sumner, WA
  • 03/2019 → 05/2022
    Unemployed
    Tempe, AZ
  • 07/2023 → 12/2023
    Jpmorgan Chase Bank Na
    Scottsdale, AZ
  • 07/2023 → 12/2023
    J.P. Morgan Securities Llc
    Scottsdale, AZ
  • 12/2024 → Present
    Ubs
    Bellevue, WA
  • 12/2023 → 12/2024
    Unemployed
    Lake Tapps, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-01-16
S63 Uniform Securities Agent State Law Examination 2024-01-05
  • S65 Uniform Investment Adviser Law Examination
    2024-01-16
  • S63 Uniform Securities Agent State Law Examination
    2024-01-05
Other Names
  • Cassidy Taylor Gordon

View on SEC IAPD

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Other Offices

BASECAMP WEALTH ADVISORS, LLC · BELLEVUE, WA
THREADLINE WEALTH · BELLEVUE, WA
SCS · BELLEVUE, WA
STEWARD CAPITAL LLC. · BELLEVUE, WA
GALLAGHER FIDUCIARY ADVISORS, LLC · Bellevue, WA
LPL FINANCIAL LLC · BELLEVUE, WA
LIDO · BELLEVUE, WA
FOCUS PARTNERS WEALTH, LLC · Bellevue, WA

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