Raul R Shah

Current Employers

Docshah Financial, Llc

Ellicott City, MD • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-05-26
MD	RA	APPROVED	2023-07-26

TX RA
APPROVED_RES

Since 2026-05-26
MD RA
APPROVED

Since 2023-07-26

Branch Locations

Ellicott City, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Docshah Financial, Llc	Ellicott City	MD	07/2023	Present
Docshah Goods, Llc	Ellicott City	MD	09/2021	Present
Seeking Alpha	New York	NY	11/2017	Present
Unemployed	Ellicott City	MD	07/2016	10/2017

07/2023 → Present

Docshah Financial, Llc

Ellicott City, MD
09/2021 → Present

Docshah Goods, Llc

Ellicott City, MD
11/2017 → Present

Seeking Alpha

New York, NY
07/2016 → 10/2017

Unemployed

Ellicott City, MD

Other Businesses

DocShah Goods, LLC; Ellicott City, MD; not investment related; Owner since 09/2021; Amazon FBA, wholesale product purchase for selling on Amazon; 5 hrs/mo, 0 hrs/mo during trading hours Seeking Alpha; New York, NY; not investment related; Author since 11/2017; writing articles on economics, finance and stock topics; 5 hrs/mo, 0 hrs/mo during trading hours Professional baseball player since 06/2017; not investment related; 0 hrs/mo October-April, 50 hrs/mo April-October - 0 hrs/mo during trading hours

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-06-17

S65 Uniform Investment Adviser Law Examination

2023-06-17