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Current Employers
Gt Investment Management, Llc

12130 Millennium Drive Suite 300, Los Angeles, CA 90094 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2025-10-14
CA RA APPROVED 2024-07-02
  • SD RA
    APPROVED
    Since 2025-10-14
  • CA RA
    APPROVED
    Since 2024-07-02

Branch Locations

Hawthorne, CA • United States

12130 Millennium Drive Suite 300, Los Angeles, CA 90094 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services Los Angeles CA 08/2023 08/2023
Self-Employed Hanoi 08/2022 07/2023
University Of Arizona, Office Of International Education Tucson AZ 06/2020 07/2022
Apax Holdings / Egroup Hanoi 01/2016 04/2021
Ameriprise Financial Services, Llc Los Angeles CA 03/2020 03/2020
Ameriprise Financial Services, Llc. Los Angeles CA 08/2023 06/2024
Grow Think Investment Management Los Angeles CA 06/2023 Present
Gt Securities, Inc. Los Angeles CA 06/2024 Present
  • 08/2023 → 08/2023
    Ameriprise Financial Services
    Los Angeles, CA
  • 08/2022 → 07/2023
    Self-Employed
    Hanoi
  • 06/2020 → 07/2022
    University Of Arizona, Office Of International Education
    Tucson, AZ
  • 01/2016 → 04/2021
    Apax Holdings / Egroup
    Hanoi
  • 03/2020 → 03/2020
    Los Angeles, CA
  • 08/2023 → 06/2024
    Los Angeles, CA
  • 06/2023 → Present
    Grow Think Investment Management
    Los Angeles, CA
  • 06/2024 → Present
    Gt Securities, Inc.
    Los Angeles, CA
Previous Registrations
Other Businesses

Civil Service Commission Member for the Civil Service Commission, located at 4455 W 126th Street, Hawthorne, CA, 90250. Appointed by the mayor to participate in meetings twice per month to discuss ongoing city affairs and implement efficient solutions where relevant. Devotes approximately 2 hours per month to this activity, with no hours during securities trading hours. Activity will commence on September 5, 2024. Non-investment related activity. Coach for Coaching at 3901 El Segundo Blvd, Hawthorne, CA, 90250. Responsible for coaching children in martial arts through the city of Hawthorne. Devotes approximately 1-9 hours per month to this activity, with no hours during securities trading hours. Activity commenced on April 1, 2024. Non-investment related activity.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-18
  • S66 Uniform Combined State Law Examination
    2024-01-18
Other Names
  • Geoffrey Sokol

View on SEC IAPD

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