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12130 Millennium Drive Suite 300, Los Angeles, CA 90094 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2025-10-14 |
| CA | RA | APPROVED | 2024-07-02 |
Branch Locations
12130 Millennium Drive Suite 300, Los Angeles, CA 90094 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services | Los Angeles | CA | 08/2023 | 08/2023 |
| Self-Employed | Hanoi | 08/2022 | 07/2023 | |
| University Of Arizona, Office Of International Education | Tucson | AZ | 06/2020 | 07/2022 |
| Apax Holdings / Egroup | Hanoi | 01/2016 | 04/2021 | |
| Ameriprise Financial Services, Llc | Los Angeles | CA | 03/2020 | 03/2020 |
| Ameriprise Financial Services, Llc. | Los Angeles | CA | 08/2023 | 06/2024 |
| Grow Think Investment Management | Los Angeles | CA | 06/2023 | Present |
| Gt Securities, Inc. | Los Angeles | CA | 06/2024 | Present |
Civil Service Commission Member for the Civil Service Commission, located at 4455 W 126th Street, Hawthorne, CA, 90250. Appointed by the mayor to participate in meetings twice per month to discuss ongoing city affairs and implement efficient solutions where relevant. Devotes approximately 2 hours per month to this activity, with no hours during securities trading hours. Activity will commence on September 5, 2024. Non-investment related activity. Coach for Coaching at 3901 El Segundo Blvd, Hawthorne, CA, 90250. Responsible for coaching children in martial arts through the city of Hawthorne. Devotes approximately 1-9 hours per month to this activity, with no hours during securities trading hours. Activity commenced on April 1, 2024. Non-investment related activity.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-01-18 |
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