Nathan Raccagno

Merrill Lynch, Pierce, Fenner & Smith Incorporated

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Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2024-08-28
TX	RA	APPROVED	2024-08-27
NJ	RA	APPROVED	2024-08-26

PA RA
APPROVED

Since 2024-08-28
TX RA
APPROVED

Since 2024-08-27
NJ RA
APPROVED

Since 2024-08-26

Branch Locations

1100-1800 American Blvd Ci Client Services, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Trenton Country Club	Trenton	NJ	08/2016	12/2022
Unemployed	Yardley	PA	01/2023	08/2023
Northwestern Mutual Life Insurance Company	Milwaukee	WI	09/2023	03/2024
Northwestern Mutual Investment Services Llc	Jamison	PA	12/2023	03/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pennington	NJ	04/2024	Present
University Of Mount Olive	Mount Olive	NC	08/2020	05/2023

08/2016 → 12/2022

Trenton Country Club

Trenton, NJ
01/2023 → 08/2023

Unemployed

Yardley, PA
09/2023 → 03/2024

Northwestern Mutual Life Insurance Company

Milwaukee, WI
12/2023 → 03/2024

Northwestern Mutual Investment Services Llc

Jamison, PA
04/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ
08/2020 → 05/2023

University Of Mount Olive

Mount Olive, NC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-08-23

S66 Uniform Combined State Law Examination

2024-08-23

Other Names

Nathan Raccagno

View on SEC IAPD

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