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11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-08-09 |
Branch Locations
Los Angeles, CA • United States
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
177 East Colorado Blvd. Suite 200, Office 3055, Pasadena, CA 91105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Santa Clara University | Santa Clara | CA | 09/2019 | 06/2023 |
| Petco | Santa Clara | CA | 05/2021 | 09/2021 |
| Gwn Securities, Inc. | Palm Beach Gardens | FL | 07/2023 | Present |
| Highland Park High School | Dallas | TX | 08/2015 | 06/2019 |
| Tsa Private Equity Real Estate | Dallas | TX | 11/2021 | 07/2022 |
INSURANCE POSITION: Agent NATURE: Commission. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 08/20/2023 ADDRESS: 177 E Colorado Blvd, Suite 200, Office 3055 Pasadena, CA 91105, United States. DESCRIPTION: Insurance agent to facilitate sale of insurance/fixed products. LA Pension Planners (Securities DBA) POSITION: Agent NATURE: DBA. INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 20 START DATE: 08/20/2023 ADDRESS: 177 E Colorado Blvd, Suite 200, Office 3055 Pasadena, CA 91105, United States. DESCRIPTION: DBA and securities transacting. ORDINARY AMERICAN INVESTMENT RELATED: Is Not Investment Related, ADDRESS: "126 Elliott Ct, , Alamo, CA, 94507, United States", Apparel/Accessories, Creative Director, 4/4/2025, 10 hours per month, 0 hours per month during trading hours, Other Compensation DESCRIPTION: "Owner of an online apparel brand. Compensation comes from business profits and owner draws, not salary or commission."
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-05 |
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