Best Investors Account Sign in
Current Employers
Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-08-09
  • CA RA
    APPROVED
    Since 2023-08-09

Branch Locations

Los Angeles, CA • United States

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

177 East Colorado Blvd. Suite 200, Office 3055, Pasadena, CA 91105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Santa Clara University Santa Clara CA 09/2019 06/2023
Petco Santa Clara CA 05/2021 09/2021
Gwn Securities, Inc. Palm Beach Gardens FL 07/2023 Present
Highland Park High School Dallas TX 08/2015 06/2019
Tsa Private Equity Real Estate Dallas TX 11/2021 07/2022
  • 09/2019 → 06/2023
    Santa Clara University
    Santa Clara, CA
  • 05/2021 → 09/2021
    Petco
    Santa Clara, CA
  • 07/2023 → Present
    Palm Beach Gardens, FL
  • 08/2015 → 06/2019
    Highland Park High School
    Dallas, TX
  • 11/2021 → 07/2022
    Tsa Private Equity Real Estate
    Dallas, TX
Other Businesses

INSURANCE POSITION: Agent NATURE: Commission. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 08/20/2023 ADDRESS: 177 E Colorado Blvd, Suite 200, Office 3055 Pasadena, CA 91105, United States. DESCRIPTION: Insurance agent to facilitate sale of insurance/fixed products. LA Pension Planners (Securities DBA) POSITION: Agent NATURE: DBA. INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 20 START DATE: 08/20/2023 ADDRESS: 177 E Colorado Blvd, Suite 200, Office 3055 Pasadena, CA 91105, United States. DESCRIPTION: DBA and securities transacting. ORDINARY AMERICAN INVESTMENT RELATED: Is Not Investment Related, ADDRESS: "126 Elliott Ct, , Alamo, CA, 94507, United States", Apparel/Accessories, Creative Director, 4/4/2025, 10 hours per month, 0 hours per month during trading hours, Other Compensation DESCRIPTION: "Owner of an online apparel brand. Compensation comes from business profits and owner draws, not salary or commission."

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-05
  • S66 Uniform Combined State Law Examination
    2023-06-05

View on SEC IAPD

More in Los Angeles, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor