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Arman Rostamian

Charles Schwab & Co., Inc.

Los Gatos, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-10
  • CA RA
    APPROVED
    Since 2026-02-10

Branch Locations

275 Los Gatos-Saratoga Rd., Los Gatos, CA 95030 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Los Gatos CA 03/2024 Present
Unemployed Culver City CA 06/2014 06/2022
Student Eugene OR 10/2019 06/2023
Quincy Cass & Associates Inc. Los Angeles CA 06/2022 06/2023
Quincy Cass & Associates Inc. Los Angeles CA 06/2023 09/2023
Unemployed Culver City CA 09/2023 03/2024
Charles Schwab Bank Los Gatos CA 03/2024 Present
  • 03/2024 → Present
    Charles Schwab & Co., Inc.
    Los Gatos, CA
  • 06/2014 → 06/2022
    Unemployed
    Culver City, CA
  • 10/2019 → 06/2023
    Student
    Eugene, OR
  • 06/2022 → 06/2023
    Quincy Cass & Associates Inc.
    Los Angeles, CA
  • 06/2023 → 09/2023
    Quincy Cass & Associates Inc.
    Los Angeles, CA
  • 09/2023 → 03/2024
    Unemployed
    Culver City, CA
  • 03/2024 → Present
    Charles Schwab Bank
    Los Gatos, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-10
  • S66 Uniform Combined State Law Examination
    2026-02-10
Other Names
  • Arman Chon Rostamian

View on SEC IAPD

Other Firms

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LEGACY CAPITAL GROUP CALIFORNIA, INC.
INTEGRITY ALLIANCE, LLC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
LOS GATOS FINANCIAL LLC
MAINSTREET FINANCIAL PLANNING, INC.

Other Investors

HARRY SAPUTRA
JENNIFER TRAN
ZACHARY D. LEVY
MARCELA GUADALUPE GONZALEZ
JOYCE WONG IRMER
LUCAS ORME
DIEU TRAN
ELYSSA JOY QUILLA VERZOSA

Other Offices

STRATEGIC ADVISERS LLC · LOS GATOS, CA
J.P. MORGAN SECURITIES LLC · LOS GATOS, CA
REACT INVESTMENT SOLUTIONS, LLC · LOS GATOS, CA
LEGACY CAPITAL GROUP CALIFORNIA, INC. · LOS GATOS, CA
INTEGRITY ALLIANCE, LLC. · Los Gatos, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS GATOS, CA
LOS GATOS FINANCIAL LLC · LOS GATOS, CA
MAINSTREET FINANCIAL PLANNING, INC. · LOS GATOS, CA

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