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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-07-06
  • NY RA
    APPROVED
    Since 2025-07-06

Branch Locations

One Bryant Park Gwim Chief Investment Office (Cio), New York, NY 10036 • United States

100 Federal St Gwim Chief Investment Office (Cio), Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 07/2023 Present
Yale School Of Management New Haven CT 08/2022 06/2023
University Of Toronto Toronto 09/2018 06/2022
Beckman High School Irvine CA 08/2014 09/2018
Triveni Capital Stamford CT 02/2023 04/2023
  • 07/2023 → Present
    New York, NY
  • 08/2022 → 06/2023
    Yale School Of Management
    New Haven, CT
  • 09/2018 → 06/2022
    University Of Toronto
    Toronto
  • 08/2014 → 09/2018
    Beckman High School
    Irvine, CA
  • 02/2023 → 04/2023
    Triveni Capital
    Stamford, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-02
  • S66 Uniform Combined State Law Examination
    2025-07-02
Other Names
  • Anthony Huang

View on SEC IAPD

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