Ethan Diego Roberts

Current Employers

Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-01-31

CA RA
APPROVED

Since 2024-01-31

Branch Locations

Hermosa Beach, CA • United States

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

177 East Colorado Blvd. Suite 200, Office 3055, Pasadena, CA 91105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Gable House Bowl	Torrance	CA	11/2017	04/2018
Island'S Restaurants	Manhattan Beach	CA	06/2019	10/2019
Domino'S	Goleta	CA	11/2020	06/2021
Talent Resources Sports	New York City	NY	01/2021	06/2021
Snag Inc.	Goleta	CA	10/2021	06/2022
Uc Santa Barbara	Goleta	CA	09/2018	07/2022
Unemployed	Redondo Beach	CA	07/2022	07/2023
Bishop Montgomery High School	Torrance	CA	07/2013	11/2017
Bishop Montgomery High School	Torrance	CA	04/2018	09/2018
Gwn Securities, Inc	Palm Beach Gardens	FL	07/2023	Present

11/2017 → 04/2018

Gable House Bowl

Torrance, CA
06/2019 → 10/2019

Island'S Restaurants

Manhattan Beach, CA
11/2020 → 06/2021

Domino'S

Goleta, CA
01/2021 → 06/2021

Talent Resources Sports

New York City, NY
10/2021 → 06/2022

Snag Inc.

Goleta, CA
09/2018 → 07/2022

Uc Santa Barbara

Goleta, CA
07/2022 → 07/2023

Unemployed

Redondo Beach, CA
07/2013 → 11/2017

Bishop Montgomery High School

Torrance, CA
04/2018 → 09/2018

Bishop Montgomery High School

Torrance, CA
07/2023 → Present

Gwn Securities, Inc

Palm Beach Gardens, FL

Other Businesses

LA Pension Planners,Is Investment Related,,GWN Securities registered reps,Representative,2023-08-03,160 hours per month,160 hours per month during trading hours,Commission Compensation,"Existing business model of LA Pension Planners, securities include common stocks, bonds, ETFs, MFs, Variable Annuties, and Variable Life Insurance Policies" Insurance POSITION: Representative NATURE: Insurance. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 0 START DATE: 03/08/2023 ADDRESS: 177 EAST COLORADO BLVD., SUITE 200, OFFICE 3055, Pasadena CA 91105, United States DESCRIPTION: Life Insurance Policies.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-01-30

S66 Uniform Combined State Law Examination

2024-01-30