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Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-02-28
  • NY RA
    APPROVED
    Since 2024-02-28

Branch Locations

New York, NY • United States

1290 Avenue Of The Americas, New York, NY 10104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Moody's Investors Service New York NY 06/2018 07/2023
Neuberger Berman New York NY 07/2023 Present
Wake Forest University Winston Salem NC 08/2013 03/2018
  • 06/2018 → 07/2023
    Moody's Investors Service
    New York, NY
  • 07/2023 → Present
    Neuberger Berman
    New York, NY
  • 08/2013 → 03/2018
    Wake Forest University
    Winston Salem, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-20
  • S66 Uniform Combined State Law Examination
    2023-12-20

View on SEC IAPD

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