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33 Nassau Ave, Brooklyn, NY 11222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-06-24 |
| LA | RA | APPROVED | 2026-06-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jecohen & Co., Llc | New Orleans | LA | 03/2023 | 01/2024 |
| State Of Wyoming | Cheyenne | WY | 11/2018 | 12/2023 |
| Morguard | Fort Collins | CO | 09/2016 | 11/2018 |
| United Parcel Service | New Orleans | LA | 10/2015 | 09/2016 |
| Gregory Ricks & Associates | Metairie | LA | 02/2024 | 03/2026 |
| Ae Wealth Management | Topeka | KS | 03/2024 | 03/2026 |
| Brooklyn Fi, Llc | Brooklyn | NY | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-09-02 |
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