Best Investors Account Sign in

Jiaying Sun

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Palo Alto, CA

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-08
CA RA APPROVED 2024-07-17
  • TX RA
    APPROVED
    Since 2024-08-08
  • CA RA
    APPROVED
    Since 2024-07-17

Branch Locations

3075A Hansen Way, Palo Alto, CA 94304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citibank San Francisco CA 05/2019 06/2023
Unemployed Guangzhou 06/2013 04/2019
J.P. Morgan Securities Llc San Francisco CA 06/2023 03/2024
Jpmorgan Chase Bank, N.A. San Francisco CA 06/2023 03/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pacifica CA 03/2024 Present
Bank Of America N.A. Pacifica CA 05/2024 Present
  • 05/2019 → 06/2023
    Citibank
    San Francisco, CA
  • 06/2013 → 04/2019
    Unemployed
    Guangzhou
  • 06/2023 → 03/2024
    J.P. Morgan Securities Llc
    San Francisco, CA
  • 06/2023 → 03/2024
    Jpmorgan Chase Bank, N.A.
    San Francisco, CA
  • 03/2024 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Pacifica, CA
  • 05/2024 → Present
    Bank Of America N.A.
    Pacifica, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-16
S63 Uniform Securities Agent State Law Examination 2023-09-15
  • S66 Uniform Combined State Law Examination
    2024-07-16
  • S63 Uniform Securities Agent State Law Examination
    2023-09-15

View on SEC IAPD

Other Firms

STRATEGIC ADVISERS LLC
CITIGROUP GLOBAL MARKETS INC.
DCVC
DCVC BIO
AMERIPRISE FINANCIAL SERVICES, LLC
WELLS FARGO CLEARING SERVICES, LLC
WAVERLEY CAPITAL MANAGEMENT, LLC
LUMINARI CAPITAL MANAGEMENT, LLC

Other Investors

DANIEL P MCGOVERN
SIRMA M TZOUTZOVA
LARYSA P SMYKOVSKAYA
CARL WONG
ALISON JONES
AAYUSH KUMAR
JEFFREY MARKS
MARIE WREAKS

Other Offices

STRATEGIC ADVISERS LLC · PALO ALTO, CA
CITIGROUP GLOBAL MARKETS INC. · Palo Alto, CA
DCVC · PALO ALTO, CA
DCVC BIO · PALO ALTO, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Palo Alto, CA
WELLS FARGO CLEARING SERVICES, LLC · PALO ALTO, CA
WELLS FARGO CLEARING SERVICES, LLC · PALO ALTO, CA
WELLS FARGO CLEARING SERVICES, LLC · PALO ALTO, CA

More in Palo Alto, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor