David William Romero

Current Employers

Employment History

• 01/2011 → 11/2016
  Wells Fargo Advisors Llc
  Phoenix, AZ
• 11/2016 → 01/2017
  Wells Fargo Clearing Services, Llc
  Phoenix, AZ
• 01/2017 → Present
  Lpl Financial, Llc
  Scottsdale, AZ
• 01/2017 → 01/2026
  Householder Group Estate & Retirement Specialists
  Scottsdale, AZ
• 01/2026 → Present
  Gateway Wealth Partners, Llc
  Prescott, AZ

Previous Registrations

• 2017-01-23 → 2025-12-15
  Householder Group Estate & Retirement Specialists
  Scottsdale, AZ
• 2011-01-03 → 2017-01-19
  Wells Fargo Clearing Services, Llc
  Phoenix, AZ
  Scottsdale, AZ
  Scottsdale, AZ
  Phoenix, AZ
  Scottsdale, AZ
• 2010-08-16 → 2011-01-03
  Wells Fargo Investments, Llc
  Phoenix, AZ
• 2009-10-23 → 2010-08-16
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Fountain Hills, AZ
  Phoenix, AZ
  Scottsdale, AZ
  Scottsdale, AZ
• 2005-09-30 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Phoenix, AZ
  Scottsdale, AZ
  Fountain Hills, AZ
  Phoenix, AZ
  Mesa, AZ

Other Businesses

1. 01/13/2017 - HOUSEHOLDER GROUP FINANCIAL ADVISORS/ NON-VARIABLE INSURANCE/ Investment Related - At Reported Business Location(s) - Start Date 1/13/2017 - 8 hours per month/ 2 hours during trading 2. 11/06/2017 - Highroads Private Wealth Management - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date 04/07/2017 - 1 Hours Per Month/0 During Securities Trading. 3. 01/13/2017 - Householder Group Estate & Retirement Specialists - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/13/2017 - 160 hours per month/ 8 hours during trading 4. 02/15/2017 - Householder Group Estate & Retirement Specialists - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 01/13/2017 - 160 hours per month/ 40 hours during trading - I provide investment advisory services through Householder Group Estate & Retirement Specialists, an independent investment advisor firm. I started this business activity in 01/13/2017. I expect to spend approximately 160 hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 11/06/2017 - Highroads Private Wealth Management - Business Entity For Tax/Investment Purposes Only - Investment Related - At Reported Business Location(s) - Start Date 04/07/2017 - 1 hour per month/ 0 hours during trading 6. 12/23/2025 - Gateway Financial Partners - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/11/2025 - 5 hours per month/ 20 hours during trading 7. 01/16/2026 - Gateway Financial Partners - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2026 - 180 hours per month/ 160 hours during trading 8. 01/27/2026 - Gateway Wealth Partners - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 01/01/2026 - 160 hours per month/ 150 hours during trading - I provide investment advisory services through Gateway Wealth Partners, an independent investment advisor firm. I started this business activity in 01/2026. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2005-09-29
• S63 Uniform Securities Agent State Law Examination
  1999-04-01