Best Investors Account Sign in
Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2024-06-14
  • IA RA
    APPROVED
    Since 2024-06-14

Branch Locations

Waterloo, IA • United States

Dunkerton, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Singlespeed Brewing Co Waterloo IA 05/2014 Present
Securities America, Inc. Dunkerton IA 06/2023 06/2024
Osaic Wealth, Inc. Dunkerton IA 06/2024 Present
Osaic Wealth, Inc. Dunkerton IA 06/2024 Present
  • 05/2014 → Present
    Singlespeed Brewing Co
    Waterloo, IA
  • 06/2023 → 06/2024
    Securities America, Inc.
    Dunkerton, IA
  • 06/2024 → Present
    Dunkerton, IA
  • 06/2024 → Present
    Dunkerton, IA
Previous Registrations
  • 2023-08-30 → 2024-06-14
    Securities America Advisors, Inc.
    Dunkerton, IA
Other Businesses

1. MYERS RED ANGUS POSITION: I occasionally assist in moving cattle, primarily to the meat locker. NATURE: Myers Red Angus raises red angus beef cattle. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2016 ADDRESS: 8204 N Canfield Rd, Dunkerton IA 50626 DESCRIPTION: I was previously involved with raising some red angus with my father, Robert Myers. Occasionally I will assist in moving cattle, but I am no longer financially involved in the operation. 2. DBA - Iowa Investment Group, LC 3. IOWA INVESTMENT GROUP LLC POSITION: Investment Advisor Representative and Registered Representative NATURE: Advising clients regarding investments and/or effecting securities transactions. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 08/21/2023 ADDRESS: 8204 North Canfield Road, Dunkerton IA 50626, United States DESCRIPTION: Advising clients regarding investments and/or effecting securities transactions. 4. IOWA INVESTMENT GROUP LLC POSITION: Insurance Salesman NATURE: Insurance sales for clients, specifically life or variable life. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 08/21/2023 ADDRESS: 8204 North Canfield Road, Dunkerton IA 50626, United States DESCRIPTION: Insurance sales for clients.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-29
  • S66 Uniform Combined State Law Examination
    2023-08-29

View on SEC IAPD

More in Waterloo, IA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor