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Current Employers
Money Concepts Capital Corp

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-09-06
  • OH RA
    APPROVED
    Since 2023-09-06

Branch Locations

411 West Russell Road, Sidney, OH 45365 • United States

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Davis Tax Llc Sidney OH 07/2021 Present
Auditor Of State Dayton OH 05/2017 05/2018
College Student Sidney OH 06/2013 05/2017
Shelby County Sidney OH 05/2018 Present
Money Concepts Advisory Services Palm Beach Gardens FL 07/2023 Present
  • 07/2021 → Present
    Davis Tax Llc
    Sidney, OH
  • 05/2017 → 05/2018
    Auditor Of State
    Dayton, OH
  • 06/2013 → 05/2017
    College Student
    Sidney, OH
  • 05/2018 → Present
    Shelby County
    Sidney, OH
  • 07/2023 → Present
    Money Concepts Advisory Services
    Palm Beach Gardens, FL
Other Businesses

(1) Davis Accounting & Tax, LLC. Tax, 10855 Fair Rd, Sidney, OH 45365. accounting. Owner/Partner. Start Date 07/01/2021. 40 Total Hours per month. 10hrs during securities trading hours. (2) Shelby County, 1200 S Children Home Rd., Sidney, OH 45365. Accounting. Non-profit. Employee. Start Date 05/01/2018. 80 Total Hours per month. 80 hrs during securities trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-09-05
  • S65 Uniform Investment Adviser Law Examination
    2023-09-05

View on SEC IAPD

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