Lucinda Clark

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-09-11

TX RA
APPROVED

Since 2024-09-11

Branch Locations

Frisco, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Legacy Financial Advisors	Mckinney	TX	08/2023	07/2026
Alliance Recruiting Resources	Dallas	TX	01/2021	08/2023
Lee & Associates	Addison	TX	10/2020	01/2021
Alliance Recruiting Resources	Dallas	TX	08/2016	10/2020
Cetera Wealth Services, Llc	El Segundo	CA	06/2024	Present
Cetera Advisor Networks	El Segundo	CA	08/2023	06/2024
Cetera Investment Advisers Llc	Schaumburg	IL	09/2024	Present
Finchly Finance	Mckinney	TX	01/2026	Present

08/2023 → 07/2026

Legacy Financial Advisors

Mckinney, TX
01/2021 → 08/2023

Alliance Recruiting Resources

Dallas, TX
10/2020 → 01/2021

Lee & Associates

Addison, TX
08/2016 → 10/2020

Alliance Recruiting Resources

Dallas, TX
06/2024 → Present

Cetera Wealth Services, Llc

El Segundo, CA
08/2023 → 06/2024

Cetera Advisor Networks

El Segundo, CA
09/2024 → Present

Cetera Investment Advisers Llc

Schaumburg, IL
01/2026 → Present

Finchly Finance

Mckinney, TX

Other Businesses

1. NAME OF OTHER BUSINESS: FINCHLY FINANCE; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 1/2026, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 0, APX NUMBER OF HOURS DURING TRADING HOURS: 0, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-09-10

S66 Uniform Combined State Law Examination

2024-09-10

Other Names

Lucinda Nutting

View on SEC IAPD