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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-05-30
IN RA APPROVED 2024-05-23
  • TX RA
    APPROVED
    Since 2024-05-30
  • IN RA
    APPROVED
    Since 2024-05-23

Branch Locations

8585 Broadway Ste 800, Merrillville, IN 46410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Merrillville IN 12/2023 Present
Schillings St John IN 05/2022 08/2022
Indiana University Bloomington IN 08/2021 Present
Unemployed Schererville IN 01/2014 08/2021
  • 12/2023 → Present
    Merrillville, IN
  • 05/2022 → 08/2022
    Schillings
    St John, IN
  • 08/2021 → Present
    Indiana University
    Bloomington, IN
  • 01/2014 → 08/2021
    Unemployed
    Schererville, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-09-16
S63 Uniform Securities Agent State Law Examination 2023-07-08
  • S65 Uniform Investment Adviser Law Examination
    2023-09-16
  • S63 Uniform Securities Agent State Law Examination
    2023-07-08

View on SEC IAPD

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