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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-05-06
  • CT RA
    APPROVED
    Since 2024-05-06

Branch Locations

100 West Putnam Avenue 2Nd Floor, Greenwich, CT 06830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc Greenwich CT 07/2023 Present
Barnum Financial Group Shelton CT 07/2021 09/2022
Fairfield University Fairfield CT 09/2019 05/2023
Fairfield College Preparatory School Fairfield CT 08/2015 06/2019
Boys And Girls Club Of America Milford CT 06/2019 09/2019
Deep Sea Detailing Milford CT 05/2020 08/2020
  • 07/2023 → Present
    Greenwich, CT
  • 07/2021 → 09/2022
    Barnum Financial Group
    Shelton, CT
  • 09/2019 → 05/2023
    Fairfield University
    Fairfield, CT
  • 08/2015 → 06/2019
    Fairfield College Preparatory School
    Fairfield, CT
  • 06/2019 → 09/2019
    Boys And Girls Club Of America
    Milford, CT
  • 05/2020 → 08/2020
    Deep Sea Detailing
    Milford, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-06
  • S66 Uniform Combined State Law Examination
    2024-05-06

View on SEC IAPD

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