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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-08-15 |
| TX | RA | APPROVED | 2025-08-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Quincy | MA | 06/2010 | 10/2018 |
| Mullaney'S Variety | Quincy | MA | 10/2018 | 08/2019 |
| Unemployed | Quincy | MA | 08/2019 | 10/2019 |
| Trinity College Fund | Hartford | CT | 10/2019 | 04/2021 |
| Quirk Nissan | Quincy | MA | 05/2020 | 08/2020 |
| James O'LEary | Quincy | MA | 06/2021 | 08/2021 |
| Amb Group / Pga Superstore | Braintree | MA | 06/2022 | 08/2022 |
| Korn Ferry | Quincy | MA | 07/2022 | 08/2022 |
| Peter B'S Espresso | Hartford | CT | 09/2022 | 05/2023 |
| Fidelity Investments | Merrimack | NH | 06/2023 | 10/2024 |
| Thayer Academy | Braintree | MA | 09/2015 | 06/2019 |
| Trinity College | Hartford | CT | 09/2019 | 05/2023 |
| Amb Group / Pga Superstore | Braintree | MA | 08/2021 | 01/2022 |
| Stifel | Boston | MA | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-08-14 |
| S63 | Uniform Securities Agent State Law Examination | 2023-09-15 |
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