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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-06-06
  • CA RA
    APPROVED
    Since 2016-06-06

Branch Locations

Altadena, CA • United States

3731 Tibbetts Street Suite #12, Riverside, CA 92506 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Fullerton CA 10/1998 Present
Pfs Investments Inc. Costa Mesa CA 02/1999 Present
California School Of The Arts, San Gabriel Valley Duarte CA 08/2023 Present
  • 10/1998 → Present
    Primerica Financial Services
    Fullerton, CA
  • 02/1999 → Present
    Costa Mesa, CA
  • 08/2023 → Present
    California School Of The Arts, San Gabriel Valley
    Duarte, CA
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-04-27
S63 Uniform Securities Agent State Law Examination 1999-05-13
  • S65 Uniform Investment Adviser Law Examination
    2016-04-27
  • S63 Uniform Securities Agent State Law Examination
    1999-05-13
Other Names
  • Larry Ruiz

View on SEC IAPD

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