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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-16
OK RA APPROVED 2023-10-26
  • TX RA
    APPROVED
    Since 2024-01-16
  • OK RA
    APPROVED
    Since 2023-10-26

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

6100 S Yale Ave, Tulsa, OK 74136 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tulsa OK 06/2023 Present
Koch Minerals And Trading Wichita KS 05/2022 08/2022
Security Bank Tulsa OK 05/2021 08/2021
Upper Crust Stillwater OK 10/2020 05/2023
Southern Hills Tulsa OK 05/2019 08/2019
Unemployed Tulsa OK 07/2013 04/2019
School Stillwater OK 08/2019 05/2023
Oklahoma State University Stillwater OK 08/2019 05/2023
Bank Of America, N.A. Tulsa OK 08/2023 Present
  • 06/2023 → Present
    Tulsa, OK
  • 05/2022 → 08/2022
    Koch Minerals And Trading
    Wichita, KS
  • 05/2021 → 08/2021
    Security Bank
    Tulsa, OK
  • 10/2020 → 05/2023
    Upper Crust
    Stillwater, OK
  • 05/2019 → 08/2019
    Southern Hills
    Tulsa, OK
  • 07/2013 → 04/2019
    Unemployed
    Tulsa, OK
  • 08/2019 → 05/2023
    School
    Stillwater, OK
  • 08/2019 → 05/2023
    Oklahoma State University
    Stillwater, OK
  • 08/2023 → Present
    Bank Of America, N.A.
    Tulsa, OK
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-25
  • S66 Uniform Combined State Law Examination
    2023-10-25

View on SEC IAPD

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