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Benjamin Schwartz

Morgan Stanley

Chicago, IL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-22
IL RA APPROVED 2025-07-29
  • TX RA
    APPROVED
    Since 2025-08-22
  • IL RA
    APPROVED
    Since 2025-07-29

Branch Locations

233 South Wacker Drive Suite 9200 Pwm, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sanford C. Bernstein & Co., Llc New York NY 06/2023 06/2025
Full Time Education Bloomington IN 08/2019 05/2023
Alliancebernstein New York NY 06/2022 08/2022
Lincoln Financial Philadephia PA 06/2021 08/2021
Rusty Rudder Dewey Beach DE 05/2020 08/2020
Full-Time Student Bear DE 08/2012 06/2019
Morgan Stanley Chicago IL 07/2025 Present
  • 06/2023 → 06/2025
    Sanford C. Bernstein & Co., Llc
    New York, NY
  • 08/2019 → 05/2023
    Full Time Education
    Bloomington, IN
  • 06/2022 → 08/2022
    Alliancebernstein
    New York, NY
  • 06/2021 → 08/2021
    Lincoln Financial
    Philadephia, PA
  • 05/2020 → 08/2020
    Rusty Rudder
    Dewey Beach, DE
  • 08/2012 → 06/2019
    Full-Time Student
    Bear, DE
  • 07/2025 → Present
    Morgan Stanley
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-07-29
S63 Uniform Securities Agent State Law Examination 2023-08-09
  • S65 Uniform Investment Adviser Law Examination
    2025-07-29
  • S63 Uniform Securities Agent State Law Examination
    2023-08-09
Other Names
  • Benji Schwartz

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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