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Current Employers
Russell Investments

401 Union Street 18Th Floor, Seattle, WA 98101 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-08-06
LA RA APPROVED 2025-05-01
ND RA APPROVED 2025-04-29
WV RA APPROVED 2025-04-25
AL RA APPROVED 2025-04-24
AK RA APPROVED 2025-04-24
AR RA APPROVED 2025-04-24
CA RA APPROVED 2025-04-24
CO RA APPROVED 2025-04-24
CT RA APPROVED 2025-04-24
DE RA APPROVED 2025-04-24
HI RA APPROVED 2025-04-24
ID RA APPROVED 2025-04-24
IL RA APPROVED 2025-04-24
IN RA APPROVED 2025-04-24
IA RA APPROVED 2025-04-24
KS RA APPROVED 2025-04-24
KY RA APPROVED 2025-04-24
ME RA APPROVED 2025-04-24
MD RA APPROVED 2025-04-24
MI RA APPROVED 2025-04-24
MN RA APPROVED 2025-04-24
MS RA APPROVED 2025-04-24
MO RA APPROVED 2025-04-24
MT RA APPROVED 2025-04-24
NE RA APPROVED 2025-04-24
NV RA APPROVED 2025-04-24
NH RA APPROVED 2025-04-24
NJ RA APPROVED 2025-04-24
NM RA APPROVED 2025-04-24
NY RA APPROVED 2025-04-24
NC RA APPROVED 2025-04-24
OH RA APPROVED 2025-04-24
OK RA APPROVED 2025-04-24
PA RA APPROVED 2025-04-24
RI RA APPROVED 2025-04-24
SC RA APPROVED 2025-04-24
SD RA APPROVED 2025-04-24
TX RA APPROVED 2025-04-24
UT RA APPROVED 2025-04-24
VT RA APPROVED 2025-04-24
VA RA APPROVED 2025-04-24
WA RA APPROVED 2025-04-24
WI RA APPROVED 2025-04-24
WY RA APPROVED 2025-04-24
  • MA RA
    APPROVED
    Since 2025-08-06
  • LA RA
    APPROVED
    Since 2025-05-01
  • ND RA
    APPROVED
    Since 2025-04-29
  • WV RA
    APPROVED
    Since 2025-04-25
  • AL RA
    APPROVED
    Since 2025-04-24
  • AK RA
    APPROVED
    Since 2025-04-24
  • AR RA
    APPROVED
    Since 2025-04-24
  • CA RA
    APPROVED
    Since 2025-04-24
  • CO RA
    APPROVED
    Since 2025-04-24
  • CT RA
    APPROVED
    Since 2025-04-24
  • DE RA
    APPROVED
    Since 2025-04-24
  • HI RA
    APPROVED
    Since 2025-04-24
  • ID RA
    APPROVED
    Since 2025-04-24
  • IL RA
    APPROVED
    Since 2025-04-24
  • IN RA
    APPROVED
    Since 2025-04-24
  • IA RA
    APPROVED
    Since 2025-04-24
  • KS RA
    APPROVED
    Since 2025-04-24
  • KY RA
    APPROVED
    Since 2025-04-24
  • ME RA
    APPROVED
    Since 2025-04-24
  • MD RA
    APPROVED
    Since 2025-04-24
  • MI RA
    APPROVED
    Since 2025-04-24
  • MN RA
    APPROVED
    Since 2025-04-24
  • MS RA
    APPROVED
    Since 2025-04-24
  • MO RA
    APPROVED
    Since 2025-04-24
  • MT RA
    APPROVED
    Since 2025-04-24
  • NE RA
    APPROVED
    Since 2025-04-24
  • NV RA
    APPROVED
    Since 2025-04-24
  • NH RA
    APPROVED
    Since 2025-04-24
  • NJ RA
    APPROVED
    Since 2025-04-24
  • NM RA
    APPROVED
    Since 2025-04-24
  • NY RA
    APPROVED
    Since 2025-04-24
  • NC RA
    APPROVED
    Since 2025-04-24
  • OH RA
    APPROVED
    Since 2025-04-24
  • OK RA
    APPROVED
    Since 2025-04-24
  • PA RA
    APPROVED
    Since 2025-04-24
  • RI RA
    APPROVED
    Since 2025-04-24
  • SC RA
    APPROVED
    Since 2025-04-24
  • SD RA
    APPROVED
    Since 2025-04-24
  • TX RA
    APPROVED
    Since 2025-04-24
  • UT RA
    APPROVED
    Since 2025-04-24
  • VT RA
    APPROVED
    Since 2025-04-24
  • VA RA
    APPROVED
    Since 2025-04-24
  • WA RA
    APPROVED
    Since 2025-04-24
  • WI RA
    APPROVED
    Since 2025-04-24
  • WY RA
    APPROVED
    Since 2025-04-24

Branch Locations

Delafield, WI • United States

833 E. Michigan Street Suite 850, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
W&S Brokerage Cincinnati OH 06/2023 12/2023
Western & Southern Life Wauwatosa WI 05/2023 12/2023
N/A Sussex WI 04/2023 05/2023
Russell Investments Milwaukee WI 05/2022 04/2023
Concordia University Wisconsin Mequon WI 07/2018 05/2022
Furze Platt Senior School Maidenhead 07/2012 07/2018
Unemployed Delafield WI 12/2023 06/2024
Mutual Of Omaha Insurance Company Waukesha WI 06/2024 04/2025
Mutual Of Omaha Investor Services Waukesha WI 09/2024 04/2025
Russell Investments Seattle WA 04/2025 Present
  • 06/2023 → 12/2023
    W&S Brokerage
    Cincinnati, OH
  • 05/2023 → 12/2023
    Western & Southern Life
    Wauwatosa, WI
  • 04/2023 → 05/2023
    N/A
    Sussex, WI
  • 05/2022 → 04/2023
    Milwaukee, WI
  • 07/2018 → 05/2022
    Concordia University Wisconsin
    Mequon, WI
  • 07/2012 → 07/2018
    Furze Platt Senior School
    Maidenhead
  • 12/2023 → 06/2024
    Unemployed
    Delafield, WI
  • 06/2024 → 04/2025
    Mutual Of Omaha Insurance Company
    Waukesha, WI
  • 09/2024 → 04/2025
    Mutual Of Omaha Investor Services
    Waukesha, WI
  • 04/2025 → Present
    Seattle, WA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-10-07
S63 Uniform Securities Agent State Law Examination 2023-08-17
  • S65 Uniform Investment Adviser Law Examination
    2024-10-07
  • S63 Uniform Securities Agent State Law Examination
    2023-08-17

View on SEC IAPD

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