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Windsor, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-10-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Kingston | NY | 02/2023 | 07/2023 |
| Argo Blockchain | London | 03/2022 | 01/2023 | |
| Unemployed | Kingston | NY | 02/2022 | 02/2022 |
| Manulife Securities | Montreal | 02/2020 | 01/2022 | |
| Seratos Consulting | Longueuil | 02/2019 | 01/2020 | |
| Mcgill University | Montreal | 10/2018 | 01/2019 | |
| Cafe 45 | Montreal | 05/2018 | 09/2018 | |
| Mcgill University | Montreal | 11/2016 | 04/2018 | |
| Grounded Ny | Kingston | NY | 09/2014 | 10/2016 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 07/2023 | 10/2024 |
| Northwestern Mutual Investment Services Llc | New York | NY | 04/2024 | 10/2024 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 07/2024 | 10/2024 |
| Natural Investments | San Francisco | CA | 10/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-10-01 |
| S63 | Uniform Securities Agent State Law Examination | 2024-07-03 |
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