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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2025-01-28
  • IN RA
    APPROVED
    Since 2025-01-28

Branch Locations

Indianapolis, IN • United States

12711 N. Meridian Street, Carmel, IN 46032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kilroy's Bar And Grill Bloomington IN 08/2021 06/2023
Century Aluminum Hawesville KY 05/2020 07/2020
Masterbrand Cabinets Ferdinand IN 06/2019 07/2019
Indiana University Bloomingotn IN 08/2019 06/2023
Unemployed Tell City IN 01/2015 05/2019
Capital Group / Capital Client Group, Inc. San Antonio TX 01/2025 Present
Ameriprise / Columbia Mgmt Inv. Advisers/Distrib., Inc. Boston MA 06/2023 12/2024
Masterbrand Cabinets Ferdinand IN 05/2021 08/2021
  • 08/2021 → 06/2023
    Kilroy's Bar And Grill
    Bloomington, IN
  • 05/2020 → 07/2020
    Century Aluminum
    Hawesville, KY
  • 06/2019 → 07/2019
    Masterbrand Cabinets
    Ferdinand, IN
  • 08/2019 → 06/2023
    Indiana University
    Bloomingotn, IN
  • 01/2015 → 05/2019
    Unemployed
    Tell City, IN
  • 01/2025 → Present
    Capital Group / Capital Client Group, Inc.
    San Antonio, TX
  • 06/2023 → 12/2024
    Ameriprise / Columbia Mgmt Inv. Advisers/Distrib., Inc.
    Boston, MA
  • 05/2021 → 08/2021
    Masterbrand Cabinets
    Ferdinand, IN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-11
  • S66 Uniform Combined State Law Examination
    2023-08-11
Other Names
  • Spencer Bradley Fest

View on SEC IAPD

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