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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-10-01
  • NJ RA
    APPROVED
    Since 2025-10-01

Branch Locations

1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Columbia Management Investment Distributors, Inc Boston MA 06/2023 08/2025
True Lacrosse Naples FL 06/2021 08/2021
Unemployed Naples FL 09/2021 05/2023
Unemployed Mendham NJ 06/2013 05/2021
Ubs Financial Services Inc. Weehawken NJ 09/2025 Present
  • 06/2023 → 08/2025
    Columbia Management Investment Distributors, Inc
    Boston, MA
  • 06/2021 → 08/2021
    True Lacrosse
    Naples, FL
  • 09/2021 → 05/2023
    Unemployed
    Naples, FL
  • 06/2013 → 05/2021
    Unemployed
    Mendham, NJ
  • 09/2025 → Present
    Weehawken, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-17
  • S66 Uniform Combined State Law Examination
    2023-07-17
Other Names
  • Luke Philip Di Iorio

View on SEC IAPD

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