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Nicholas Robert Gearhart

Charles Schwab & Co., Inc.

Knoxville, TN

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-04-10
  • TN RA
    APPROVED
    Since 2025-04-10

Branch Locations

10114 Parkside Drive Suite 102, Knoxville, TN 37922-1944 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Knoxville TN 06/2023 05/2024
Stricklers Ice And Beer Huntingdon PA 05/2020 06/2023
Isetts Community Pool Huntingdon PA 05/2019 05/2020
Charles Schwab Knoxville TN 06/2024 Present
Unemployed Huntingdon PA 06/2014 05/2019
Charles Schwab Bank Knoxville TN 06/2024 Present
  • 06/2023 → 05/2024
    New York Life
    Knoxville, TN
  • 05/2020 → 06/2023
    Stricklers Ice And Beer
    Huntingdon, PA
  • 05/2019 → 05/2020
    Isetts Community Pool
    Huntingdon, PA
  • 06/2024 → Present
    Charles Schwab
    Knoxville, TN
  • 06/2014 → 05/2019
    Unemployed
    Huntingdon, PA
  • 06/2024 → Present
    Charles Schwab Bank
    Knoxville, TN
Other Businesses

1) West Bearden Basketball League | Investment Related:No|Sports/Physical Recreation|Referee|12/21/2024|Less than 20|0|My responsibilities will be to referee youth basketball games.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-09
  • S66 Uniform Combined State Law Examination
    2025-04-09

View on SEC IAPD

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Other Investors

WILLIAM HANKINS
JAMES COFFEY
GARY J MORRIS
WILLIAM MICHAEL HOTZFIELD
HUNTER NICHOLSON
ROBERT SASS
JONATHAN LOVE
HUNTER ROCK

Other Offices

STRATEGIC ADVISERS LLC · KNOXVILLE, TN
RAYMOND JAMES & ASSOCIATES, INC. · KNOXVILLE, TN
EDWARD JONES · FARRAGUT, TN
FIFTH THIRD SECURITIES, INC. · KNOXVILLE, TN
STATE FARM INVESTMENT MANAGEMENT CORP. · Farragut, TN
TRUIST ADVISORY SERVICES, INC. · KNOXVILLE, TN
PFS INVESTMENTS INC. · KNOXVILLE, TN
EDWARD JONES · KNOXVILLE, TN

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