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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-10-23 |
| AZ | RA | APPROVED | 2025-07-03 |
| TX | RA | APPROVED | 2024-07-17 |
| CO | RA | APPROVED | 2024-02-07 |
| FL | RA | APPROVED | 2024-01-12 |
| CA | RA | APPROVED | 2023-12-21 |
Branch Locations
5280 Carroll Canyon Road Suite 300, San Diego, CA 92121 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Norcal Staging | Livermore | CA | 04/2019 | Present |
| California Polytechnic State University | San Luis Obispo | CA | 09/2020 | 06/2022 |
| Las Positas College | Livermore | CA | 08/2018 | 05/2020 |
| Livermore High School | Livermore | CA | 09/2014 | 06/2018 |
| Guardian Life Insurance Company | San Ramon | CA | 06/2023 | 03/2026 |
| Park Avenue Securities | San Ramon | CA | 06/2023 | 03/2026 |
| Guardian Life Insurance Company | Livermore | CA | 03/2026 | Present |
| Park Avenue Securities | Livermore | CA | 03/2026 | Present |
1) Health Professionals Insurance Services-provide these dental students / graduates with a discount on disability insurance thru Guardian., Start date: 07/28/2025, Address: 3131 Camino Del Rio N Suite 310 San Diego, CA 92108, 0 total hours per month, Investment related, No annual compensation, 2) Insurance outside of Guardian, Start date: 09/01/2025, Address: 12677 Alcosta Blvd. Suite 340, San Ramon, CA, 2 total hours per month; 0 during securities trading hours, Investment related, <10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-12-15 |
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