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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-10-23
AZ RA APPROVED 2025-07-03
TX RA APPROVED 2024-07-17
CO RA APPROVED 2024-02-07
FL RA APPROVED 2024-01-12
CA RA APPROVED 2023-12-21
  • NY RA
    APPROVED
    Since 2025-10-23
  • AZ RA
    APPROVED
    Since 2025-07-03
  • TX RA
    APPROVED
    Since 2024-07-17
  • CO RA
    APPROVED
    Since 2024-02-07
  • FL RA
    APPROVED
    Since 2024-01-12
  • CA RA
    APPROVED
    Since 2023-12-21

Branch Locations

Livermore, CA • United States

5280 Carroll Canyon Road Suite 300, San Diego, CA 92121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Norcal Staging Livermore CA 04/2019 Present
California Polytechnic State University San Luis Obispo CA 09/2020 06/2022
Las Positas College Livermore CA 08/2018 05/2020
Livermore High School Livermore CA 09/2014 06/2018
Guardian Life Insurance Company San Ramon CA 06/2023 03/2026
Park Avenue Securities San Ramon CA 06/2023 03/2026
Guardian Life Insurance Company Livermore CA 03/2026 Present
Park Avenue Securities Livermore CA 03/2026 Present
  • 04/2019 → Present
    Norcal Staging
    Livermore, CA
  • 09/2020 → 06/2022
    California Polytechnic State University
    San Luis Obispo, CA
  • 08/2018 → 05/2020
    Las Positas College
    Livermore, CA
  • 09/2014 → 06/2018
    Livermore High School
    Livermore, CA
  • 06/2023 → 03/2026
    Guardian Life Insurance Company
    San Ramon, CA
  • 06/2023 → 03/2026
    Park Avenue Securities
    San Ramon, CA
  • 03/2026 → Present
    Guardian Life Insurance Company
    Livermore, CA
  • 03/2026 → Present
    Park Avenue Securities
    Livermore, CA
Other Businesses

1) Health Professionals Insurance Services-provide these dental students / graduates with a discount on disability insurance thru Guardian., Start date: 07/28/2025, Address: 3131 Camino Del Rio N Suite 310 San Diego, CA 92108, 0 total hours per month, Investment related, No annual compensation, 2) Insurance outside of Guardian, Start date: 09/01/2025, Address: 12677 Alcosta Blvd. Suite 340, San Ramon, CA, 2 total hours per month; 0 during securities trading hours, Investment related, <10% annual compensation,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-15
  • S66 Uniform Combined State Law Examination
    2023-12-15

View on SEC IAPD

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